Within our Risk & Compliance Solutions practice under Asset & Wealth Managed Services (AWMS), we support asset and wealth managers and other capital markets intermediaries to develop robust internal controls, optimise risk and compliance frameworks, and strengthen governance. You will be part of a fast-growing team of subject matter experts with extensive industry experience, working in a dynamic yet stable environment with flexibility and certainty in hours. This Associate role will support clients in the asset and wealth management and broader capital markets space on regulatory compliance, internal audit, risk management and internal controls. This includes providing regulatory advice, conducting compliance and internal audit reviews, assessing business processes and control environments, and helping to develop, implement and strengthen enterprise risk management and compliance frameworks. You will help clients operationalise regulatory changes, enhance their control environment and improve overall business performance, focusing on
regulatory compliance solutions and
risk management advisory.
Eligibility / Qualification Required:
- Bachelor’s Degree in Accounting, Commerce, Business or a related discipline from a local or overseas university.
- At least 1–2 years of experience in regulatory compliance, internal audit, external audit, or risk and controls, preferably in a Big 4 firm, regulator, financial institution, or in-house internal audit/compliance function.
- Good understanding and interest in the asset management and/or private wealth management landscape.
- Knowledge of local regulatory requirements for capital markets intermediaries, including areas such as AML/CFT and technology-related requirements (e.g. technology risk management, cyber hygiene, business continuity).
- Good track record of academic achievements.
- Meticulous with strong attention to detail, and an analytical and enquiring mindset.
- Professional, confident and a highly motivated self-starter, with the ability to handle multiple tasks in a fast-paced environment with tight deadlines.
- Positive attitude to learn and a strong team player.
- Able to work under pressure and manage tight deadlines.
- Possess strong values, personal integrity and emotional intelligence.
Required Skills:
- Accepting Feedback
- Accounting Practices
- Active Listening
- Communication
- Corporate Tax Planning
- Drafting Tax Documents
- Emotional Regulation
- Empathy
- Financial Audit
- Financial Review
- Financial Statement Analysis
- Inclusion
- Intellectual Curiosity
- Monitoring and Analyzing Financial Trends
- Optimism
- Preparing Tax Documents
- Project Management
- Regulatory Compliance Consulting
- Regulatory Submissions Filing
- Tax Accounting
- Tax Auditing
- Tax Compliance
- Tax Credit
- Tax Preparation
How to Apply:
The application method is not explicitly stated in the provided text. Please refer to the original job posting source for application details.
General Conditions:
- Travel Requirements: Not Specified
- Available for Work Visa Sponsorship? No
- Government Clearance Required? No
View Official Posting & Apply